Transaction Engagement Policy

Principal-to-Principal Only
Public Summary

Last updated: January 2026

RegalOre L.L.C (“Regal Ore”, “we”, “us”, “our”) operates strictly on a principal-to-principal transaction basis.

This public summary sets out the fundamental conditions under which Regal Ore considers commercial engagements. It is provided for informational purposes only.

1. Principal-to-Principal Mandate

Regal Ore engages exclusively with:

• principal buyers acting on their own behalf; and
  
  
• principal sellers with legal title, mandate, or direct authority over the product or service.
  
  

We do not engage in speculative, layered, or non-authoritative brokerage chains.

2. No Public Brokerage or Intermediation

Regal Ore does not:

• act as a retail broker or open marketplace;
  
  
• accept unsolicited brokerage representations without verified authority; or
  
  
• participate in uncontrolled intermediary structures.
  
  

Introductions, if accepted, are subject to separate review and agreement.

3. Engagement Requirements

All potential engagements are subject to appropriate qualification, which may include:

• confirmation of principal capacity and authority;
  
  
• verification of legal existence and authorisation;
  
  
• compliance with applicable KYC, AML, sanctions, and due diligence requirements; and
  
  
• alignment on transaction structure, procedures, and commercial intent.
  
  

Regal Ore reserves the right to decline or discontinue discussions at any stage.

4. Transaction Discipline

Regal Ore supports structured, bank-safe, and procedurally disciplined transactions.

We do not participate in:

• speculative enquiries;
  
  
• circular or non-performable transaction structures;
  
  
• requests inconsistent with market norms or regulatory requirements; or
  
  
• arrangements designed to bypass banking, regulatory, or compliance controls.
  
  

5. No Public Offer or Solicitation

Information presented on Regal Ore’s website or in general communications:

• does not constitute an offer to sell or a solicitation to buy;
  
  
• is not intended for public distribution for investment or fundraising purposes; and
  
  
• is subject to change without notice.
  
  

Formal commercial terms are issued only following qualification and direct engagement.

6. Confidentiality & Process Control

Transaction details, procedures, and counterparties are treated as confidential.

Regal Ore does not disclose sensitive commercial information publicly and does not conduct transactions through informal or unsecured communication channels.

7. Right to Refuse or Terminate

Regal Ore reserves the absolute right to:

• refuse to engage;
  
  
• suspend discussions; or
  
  
• terminate relationships
  
  

where legal, compliance, commercial, or reputational risks cannot be adequately managed.

8. No Reliance

This public summary:

• does not constitute legal, financial, or investment advice;
  
  
• does not create contractual rights or obligations; and
  
  
• should not be relied upon as a complete description of Regal Ore’s internal transaction procedures.
  
  

9. Contact

For principal-level enquiries consistent with this policy, please contact:

RegalOre L.L.C
Email: services@regalore.co