Sanctions & Restricted Jurisdictions Policy

Public Summary
Last updated: January 2026

Regal Ore L.L.C (“RegalOre”, “we”, “us”, “our”) is committed to complying with applicable sanctions, embargoes, and restrictive measures imposed by competent authorities in the jurisdictions in which we operate.

This public summary outlines our high-level approach to sanctions compliance and restricted jurisdictions. It is provided for informational purposes only and does not disclose internal procedures or controls.

1. Our Commitment

Regal Ore maintains a strict policy of compliance with applicable sanctions laws and regulations, including those in force in the United Arab Emirates, as well as internationally recognised sanctions regimes where applicable to our business activities.

We do not knowingly engage in transactions or relationships that would violate applicable sanctions, embargoes, or restrictive measures.

2. Scope

This policy applies, on a risk-based basis, to:

• customers, counterparties, and business partners;
  
  
• intermediaries, introducers, and agents;
  
  
• suppliers, service providers, and logistics participants; and
  
  
• transactions, trade flows, and engagements facilitated by Regal Ore.
  
  

3. Sanctions Screening & Risk Assessment

Regal Ore reserves the right to conduct appropriate sanctions-related checks on counterparties and transactions, which may include screening against relevant sanctions lists and assessing jurisdictional and transaction-specific risk factors.

Engagements may be declined, suspended, or terminated where sanctions risks cannot be adequately mitigated.

4. Restricted Jurisdictions

Regal Ore may restrict or prohibit business activities involving certain jurisdictions due to:

• applicable sanctions or embargoes;
  
  
• regulatory, legal, or compliance risk; or
  
  
• internal risk assessment considerations.
  
  

Restrictions may apply regardless of whether a transaction is otherwise lawful in another jurisdiction.

5. Ownership, Control & Indirect Exposure

Sanctions risk assessment may take into account not only named individuals or entities, but also ownership, control, and indirect involvement, including beneficial owners, affiliates, vessels, or transactional structures.

Regal Ore does not support arrangements designed to conceal sanctioned involvement or circumvent sanctions restrictions.

6. Non-Circumvention

Regal Ore does not participate in or facilitate transactions structured to evade, bypass, or obscure sanctions controls, including through the use of intermediaries, alternate routing, misrepresentation, or document manipulation.

7. Ongoing Monitoring

Sanctions risk is subject to change. Regal Ore reserves the right to review and reassess relationships and transactions on an ongoing basis and to request updated information where appropriate.

8. Cooperation With Authorities

Where required by law, Regal Ore will cooperate with competent authorities and comply with lawful requests relating to sanctions, enforcement, or investigations.

9. No Reliance

This public summary:

• does not constitute legal advice;
  
  
• does not create contractual rights or obligations; and
  
  
• should not be relied upon as a complete description of Regal Ore’s internal sanctions compliance procedures, which are maintained separately and are not publicly disclosed.
  
  

10. Contact

For general questions regarding this policy summary, please contact:

Regal Ore L.L.C
Email: services@regalore.co